FINRA Fingerprint Submissions During COVID-19: The 5 W’s of the MOST CURRENT FINRA Fingerprint Submission Process
Need to submit fingerprints for a FINRA Registration? Be aware… Due to the COVID-19 outbreak, the SEC issued the March 20 Order providing temporary relief from the fingerprinting requirements of Section 17(f)(2) of the Exchange Act. This temporary relief order has since been extended until the date to be specified in a public notice from […]